RESEARCH DISCUSSED BY REGULATORS WITH IMPLICATIONS FOR POLICY DESIGN

Financial Services Authority (European Regulatory Body) Report on Trading Transparency in UK Secondary Bond Market, September 2005.   Click here

 

Remarks by Securities and Exchange Commission (SEC) Chief Economist Chester S. Spatt, on January 6, 2006. Click here

 

Remarks by Securities and Exchange Commission (SEC) Commissioner Annette L. Nazareth, on February 7, 2006.  Click here

 

Remarks by Securities and Exchange Commission (SEC) Economist Amy K. Edwards, on April 26, 2006. Click here

 

Center for Economic Policy Research (CEPR) Report on European Corporate Bond Markets, May 2006.  Click here

 

Remarks by Securities and Exchange Commission (SEC) Commissioner Roel C. Campos, on June 8, 2006.  Click here

 

 

RESEARCH DISCUSSED BY POPULAR PRESS ARTICLES

Financial Executive, Electronic Trading: Portal to the future, April 1, 2005.   Click here

 

Bank Technology News, Irreconcilable differences, June 1, 2005.   Click here

 

Economist, Whiter than White: A new formula for bond-market transparency,  Feb 21, 2006.   Click here

 

Bloomberg News, Bond Dealers lost $1 Billion after disclosing prices, September 22, 2006.   Click here

 

Financial Times, Sweet clarity, October 2, 2006.  Click here

 

Bloomberg News, Bond Traders lose $ 1 million incomes on transparency, October 24, 2006.   Click here

 

Bloomberg News, Regulator of Bonds bows to Banks, blocks transparency, November 20, 2006.   Click here

 

International Herald Tribune, EU bows to pressure from banks; Market regulator decides against more disclosure, November 22, 2006.   Click here

 

Wall Street Journal, NASD Bond System helps to reduce costs, November 25, 2006.  Click here

 

Panelist, IMN's Asset-Backed Securities Conference, Orlando, November 4, 2007.  Other panelists include Former Chief Commissioner of Securities and Exchange Commission (SEC) Arthur Levitt, Executive Vice-President of FINRA Steven Joachim, CEO of Saber Partners Joseph Fichera, and Senior Managing Director of SIFMA Michael Decker.  To listen to the Panel Discussion:  Click here

 

Bloomberg News, Levitt says that Asset-backed Bonds needs more disclosures, November 5, 2007.   Click here

 

Asset Securitization Report, Could TRACE bring ABS pricing into focus?, November 19, 2007.   Click here

 

Bloomberg News, Subprime seizure solution may be in hospital bills, December 4, 2007. Click here

 

 

OTHER QUOTES IN POPULAR PRESS

Associated Press, Investors beware of cheap stock buys that hold little value, July 27, 2002.  Click here

 

Seattle Times, Beware of cheap stock deals: low priced issues may not turn out to be real bargains, August 4, 2002.   Click here

 

Dallas Morning News, Dallas-based Utility TXU Corp halts trading as stock dives again, October 9, 2002.  Click here

 

USA Today, NYSE looks to future after settling with the SEC; SEC calls self regulation completely ineffectual, April 13, 2005. Click here

 

Dow Jones News Wire, JP Morgan, Bear test ultimate takeover device, March 24, 2008.  Click here